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The Importance of Peer Review: How even great scientists make mistakes and how they are corrected

A Physicist recently told me this story and I think this is very interesting and therefore, am posting it here...

Einstein deserves all the hype he gets.  But gravitational waves are an interesting instance where he screwed up, and let his high status bleed over into arrogance.  He was saved by a conscientious colleague.

Gravitational waves appear in the weak field approximation of general relativity, but early work had not determined whether they still existed in exact results.  Einstein himself did a lot of work on this, and in 1936, he tried to publish a paper in the Physical Review which he proved that gravitational waves could not exist.

He wrote to Max Born:

Together with a young collaborator, I arrived at the interesting result that gravitational waves do not exist, though they had been assumed a certainty to the first approximation. This shows that the non-linear general relativistic field equations can tell us more or, rather, limit us more than we have believed up to now.

He submitted the paper to the Physical Review with Rosen as a co-author, and came up against something he had probably never seen before: peer review.  It was sent to an anonymous referee who sent a report objecting that Einstein's maths was wrong.  Einstein reacted angrily:

Dear Sir,

We (Mr. Rosen and I) had sent you our manuscript for publication and had not authorized you to show it to specialists before it is printed. I see no reason to address the—in any case erroneous—comments of your anonymous expert. On the basis of this incident I prefer to publish the paper elsewhere.

Respectfully,

A. Einstein

P.S. Mr. Rosen, who has left for the Soviet Union, has authorized me to represent him in this matter.

Einstein resubmitted the same paper to a smaller journal, the Journal of the Franklin Institute, which had no peer review process. 

But before publication something surprising happened: a relativity expert called Howard Percy Robertson visited Leopold Infeld, one of Einstein's collaborators in Princeton, and went over the proof with him, pointing out errors.  Infeld told Einstein about the criticism, who realised he was wrong, took it in good spirit, and wrote to the journal's editor to wholly revise the paper's conclusions before publication (which happened in 1937).  The new conclusion: gravitational waves do arise in the exact solutions too.

What was Einstein's error?  He had arrived at the result that it is impossible to construct a single coordinate system to describe plane gravitational waves without generating a singularity.  But he had not realised that this was a just co-ordinate singularity, and could be made to vanish once you allowed yourself to use more than one co-ordinate chart.

Recently it has turned out that the anonymous referee for the Physical Review was none other than ... Howard Percy Robertson, who realised that Einstein had ignored his anonymous referee's report and went to see if he could convince him in person!

It is possible that this was Einstein's only encounter with anonymous peer review.  He certainly did not appreciate it.  But today, we think of Einstein as the predictor of gravitational waves.  He was their predictor, as the creator of general relativity, the originator of weak field theory, and as the person who published a paper showing that they existed in exact solutions too.  But it was only down to anonymous peer review that his claim is as strong as it is.

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Key benefits of peer review:

  • Quality Assurance: Experts in the field review research to identify potential errors, biases, or limitations, ensuring the quality and reliability of published work.
  • Improved Writing and Clarity: Feedback from reviewers can help authors refine their writing and presentation, making their work more clear and accessible to readers.
  • Staying Updated: Reviewing others' work exposes researchers to new ideas and current trends within their field.
  • Professional Development: The process of reviewing can help researchers develop their own critical thinking skills and ability to evaluate research. Peer review provides students with contemporary models of disciplinary writing.
  • Credibility and Trust: When research is peer-reviewed, it gains credibility and is considered more trustworthy by the academic community and wider public.
  • Collaboration and Networking: Peer review can facilitate connections between researchers in the same field.
  • Early Career Development: Reviewing can be a valuable learning experience for early-career researchers.
  • Developing clarity in thought : Peer review allows researchers to clarify their own ideas

Peer reviewing is the manner in which we self-monitor our work. We should make sure that it remains an important factor in the whole process that transfers experiment into shared information by highlighting its benefits in a way that can be understood by the scientific community. To bypass or to diminish peer review may start a process that would eventually undermine the output of our research, allow the cynics to question its validity and give free rein to those that prefer their biases to results from well-controlled experimental investigations (1).

Footnotes: 

1 . https://pmc.ncbi.nlm.nih.gov/articles/PMC1084042/#:~:text=The%20fac....

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Another interesting story:

When Einstein had some speaking engagements in California, he took his wife along; many places wanted him to visit and he sent her as a sort of representative to the ones he couldn't get to (or didn't feel like seeing).  One of those was Mount Palomar, the observatory with (at the time) the biggest telescope in the world.  They gave her the VIP tour, and at the end of it, she asked, "So what is the main thing you use all this equipment to do?"

"Well, for the past few months we've been taking pictures and measurements to try to determine the overall shape of the universe."

"Really? My husband does that on the backs of old envelopes."

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What are the things that Albert Einstein didn't know and the things he was poor at?

Doubtless a ton of things like the rest of us. He never learned to speak English well, so that’s one thing he made an effort to learn but never got very good at.

In physics, he claimed to struggle with mathematics. Obviously most people would consider themselves extremely good at mathematics if they attained Einstein’s level of skill with it, but Einstein got a lot of help from various mathematicians.

He joked that since the mathematicians had got hold of relativity, he could no longer understand it himself. Although that was a joke, I think there was probably a grain of truth in it — inasmuch as heavy mathematics wasn’t what he was especially into for its own sake.

He said that he only learned the mathematics he needed for the sake of the physics he was interested in, and “never bothered with mathematics at all” apart from that. But the mathematics he felt he needed ended up being an awful lot of mathematics.

He also apparently taught himself calculus at the age of fourteen, so it’s all relative ….

Some people regard his refusal to accept the irreducible randomness of nature as a flaw in his personality. But the jury is still out on whether he was right or wrong.

I’d better add to this answer that Einstein later felt that his previous relative (!) disdain for mathematics had been a bad mistake.

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Einstein had a poor family life. He often complained to colleagues, who had a stable family and a long marriage, about this missing part of life. The only relationships he had were with members of his own family, but he didn’t get along with his eldest son. Einstein wasn’t good in languages and expressed himself only very good in the German language. He was a good violin player but bad in visual arts such as drawing. He wasn’t fit enough for military service and had flat feet. For today’s standards, he smoked too much (but never drank any alcohol). He wasn’t a good teacher (only three students turned up for his class on thermodynamics) nor did he have any PhD students. But, in physics he was a true genius, comparable to none.

--

https://theconversation.com/einsteins-two-mistakes-139003

Einstein’s two mistakes

Krishna: In what way?

Human beings have their own frailties. Scientific method puts a quality check on the human mind's susceptibilities and biases.

Peer review is considered an integral part of the scientific method, as it's a crucial step where other scientists in the same field evaluate the validity and quality of research before it is published, ensuring the accuracy and reliability of the findings; essentially acting as a quality control check within the scientific process.

The positives of peer review include: ensuring high quality research by identifying flaws and improving methodology, enhancing credibility and trust in published works, providing constructive feedback to authors, allowing researchers to stay updated on their field, developing critical thinking skills, and fostering collaboration within a discipline; essentially acting as a quality control mechanism for academic publications and other works by subjecting them to expert scrutiny from peers in the field.

Key benefits of peer review (1):

  • Quality Assurance: Experts in the field review research to identify potential errors, biases, or limitations, ensuring the quality and reliability of published work.
  • Improved Writing and Clarity: Feedback from reviewers can help authors refine their writing and presentation, making their work more clear and accessible to readers.
  • Staying Updated: Reviewing others' work exposes researchers to new ideas and current trends within their field.
  • Professional Development: The process of reviewing can help researchers develop their own critical thinking skills and ability to evaluate research. Peer review provides students with contemporary models of disciplinary writing.
  • Credibility and Trust: When research is peer-reviewed, it gains credibility and is considered more trustworthy by the academic community and wider public.
  • Collaboration and Networking: Peer review can facilitate connections between researchers in the same field.
  • Early Career Development: Reviewing can be a valuable learning experience for early-career researchers.
  • Developing clarity in thought : Peer review allows researchers to clarify their own ideas

Peer reviewing is the manner in which we self-monitor our work. We should make sure that it remains an important factor in the whole process that transfers experiment into shared information by highlighting its benefits in a way that can be understood by the scientific community. To bypass or to diminish peer review may start a process that would eventually undermine the output of our research, allow the cynics to question its validity and give free rein to those that prefer their biases to results from well-controlled experimental investigations (2).

Peer reviewing : Art work by Dr. Krishna Kumari Challa

Source: https://www.kkartfromscience.com/home.html

Footnotes:

  1. The Importance of Peer Review: How even great scientists make mista...
  2. The essential role of peer review

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